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We are internationally recognized securities attorneys with a global reach, representing broker-dealers, industry professionals, investors and other market participants in connection with their regulatory, transactional and litigation needs throughout the US and abroad. Our attorneys are veteran securities practitioners familiar with the nuances of this highly-regulated industry and are ready to provide cost-effective and creative solutions to help you achieve your goals with speed and efficiency.
On January 22, 2019, FINRA released its 2019 Risk Monitoring and Examination Priorities Letter, highlighting new priorities as well as identifying areas…
Read MoreWith the aging of the U.S. population, financial exploitation of seniors is a serious and growing problem. Each day for the next…
Read MoreAn increasing number of securities firms are marketing and offering securities-backed lines of credit, or SBLOCs, to investors. SBLOCs can be a…
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