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New Jersey
New York

Court Admissions

  • U.S. District Court, District of New Jersey

D’Anna Harper

D’Anna Harper’s practice is dedicated to counseling broker-dealers and registered investment advisers with respect to sales practice and regulatory reporting issues, as well as representing financial institutions in litigation matters. She routinely advises clients on a variety of regulatory matters involving capital markets activities, regulatory reporting requirements, and compliance with SRO and SEC rules. D’Anna is a creative problem solver and her prior experience in the securities industry has helped her to take a business approach to resolving matters.

D’Anna started her career in the securities industry in 2002 with a New York City-based broker-dealer, where she worked in various capacities and held Series 7, 55 & 63 securities licenses.

Prior to joining Kalberer, D’Anna was a securities attorney with Bressler, Amery & Ross, P.C. in New York City, where she focused her practice in regulatory enforcement, compliance, and securities litigation. She graduated with honors from New York Law School and began her legal career with the securities litigation and regulatory compliance practice group at Gusrae Kaplan Nusbaum PLLC.